Julie Sullivan is a highly accomplished and experienced executive with over 20 years of experience in compliance and supervision. Sullivan has worked with both independent and insurance affiliated broker/dealers and investment advisors, consistently achieving high levels of compliance with regulatory requirements while maintaining a focus on corporate strategic goals and initiatives.

Sullivan studied for a Bachelor of Arts, Psychology degree at Transylvania University. Sullivan's notable positions include Group Chief Compliance Officer, SVP at SFA Holdings, Inc, President at Strategic Blueprint LLC, and Sr. Vice President of The Strategic Financial Alliance. Moreover, Sullivan has served as Chief Compliance Officer for several financial institutions, including Advisory Services Network LLC, Fisco Investment Management, OMFN Securities, and IFG.

Sullivan's demonstrated ability to lead diverse groups of professionals through challenging and demanding corporate environments makes her a notable executive in the compliance and supervision industry.