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Attila Kotra
Broker at Standards Broker, Tied agent of KBC Securities Hungarian Branch Office
Attila Kotra is a broker associated with Standards Broker, a firm operating within the financial services industry. His professional background and expertise are not extensively detailed in the available search results, which primarily focus on the regulatory environment for broker-dealers rather than individual brokers.
Professional Background
- Role: As a broker, Attila Kotra likely engages in facilitating trades and providing investment advice to clients, adhering to the compliance and regulatory standards set by bodies such as the SEC and FINRA.
- Industry Context: Brokers like Kotra are essential in connecting buyers and sellers in financial markets, ensuring that transactions are executed efficiently and in compliance with applicable laws and regulations.12
Regulatory Environment
- Brokers must comply with stringent regulations that include maintaining accurate records of customer information, adhering to anti-money laundering laws, and ensuring suitability of recommendations for clients.3 These regulations are crucial for protecting investors and maintaining the integrity of the financial markets.
Additional Information
For more specific details about Attila Kotra's professional history, qualifications, or any achievements, platforms like LinkedIn or BrokerCheck could provide comprehensive insights into his career trajectory and credentials.
Highlights
Nov 26 · finra.org
About BrokerCheck | FINRA.org
Aug 1 · investor.gov
Broker-Dealers: Why They Ask for Personal Information - Investor.gov
Mar 13 · dx.trade
Broker-Dealer Regulations: Everything Stock Brokers Need to Know