Liverpool John Moores University

Equity Flow Derivatives product control supervisor at Bank of America

Bank of America

Equity Flow Derivatives Product Control supervisor

Bank of America Merrill Lynch

Equity Exotics Product Control / Financial Controller

- Managing a team of 8 associates across a variety of facets in the Equity Derivative OTC Confirmation business
-  Language team manager, responsible for negotiating language discrepancies on OTC Equity Derivative Confirmations for Broker Dealer and American based clients.
-  APAC MCA lead, accountable for negotiating and executing AEJ and Japan OTC Equity Derivative MCA's in turn driving our business towards confirming trades electronically on Markitwire
-  Representing BAML and being chair person in a self initiated Dealer Working Group for OTC Equity Derivatives and representing BAML on the Asia Pacific Equity Derivatives Working Group.
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Assistant Vice President Team Lead

Assistant Vice President - EQD MCA negotiations

Senior Documentation Officer - EQD MCA Negotiations

- Active participant in ISDA Working Groups and instrumental in a range of ways to discuss topics and develop process improvement

-  Key point of contact for escalations in relation to client escalations for off-shore teams in India and Glasgow (EQD Drafting and EQD Chasing)

-  Proactive in producing data statistics and analysis for senior stakeholders within Asia Pacific in order to highlight key problematic areas for clients in signing back OTC Confirmations.

Barclays Investment Bank

Cross Asset Business Engagement Operations

- Supervised the transition and migration of the Equity Confirmations workflow, spending 2 months with the team in Pune and Mumbai.

- An authorized signatory, reliable and efficient in the checking and signing of all Asia-Pacific underlying confirmations on a daily basis to meet existing and new EMIR/Dodd Frank regulations.

- Experienced member of the team, often seen as the go-to person for queries.

- UAT tester for system enhancements and for on boarding of new products to booking platforms.

Equity Derivatives Confirmations SME

- Co-wrote firms response to ISDA on Trade Reporting and Clearing rules and mandates set by local regulators within the Asia Pacific derivatives market.

- Analysed the impact of Dodd Frank, CFTC and EMIR regulations on different stakeholders within Asia Operations

Regulatory Change Management

- A key member of a team that help test and implement the new system for generating confirmations within OTC Equity Derivatives.

- Supervised and managed the migration of processes to eClerx (third party vendor)

- Drafter of semi-structured and bespoke EMEA underlying based confirmations.

Equity Derivatives Documentation Drafter - Outgoing and Projects

- Responsible for a portfolio of clients to meet targets set out by the regulators. .

- Negotiated various types of global MCA’s for all products with wide variety of clients.

Equity Derivatives Documentation Chaser - Incoming

- Drafter and second checking of OTC Equity Derivative Vanilla confirmations such as Options and Swaps.

- Key relationships developed between different stakeholders within the bank.

Anil Kapur