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    Allen Carter

    Executive Director at UBS

    Allen Carter is an experienced financial professional currently serving as the Executive Director and Portfolio Manager at UBS, a position he has held since May 1993. With over 23 years in the financial services industry, he specializes in wealth management and financial planning, particularly for private clients with substantial assets, typically over $5 million.1

    Educational Background

    Carter earned his Bachelor of Arts degree in Business and English from Hillsdale College (1984-1988) and holds the Chartered Retirement Planning Counselor (CRPC) designation from the College of Financial Planning, which he obtained in 2011.1 His extensive training is complemented by various securities licenses, including Series 7, 63, and 65, allowing him to provide comprehensive financial services.1

    Professional Focus

    At UBS, Carter emphasizes a client-centric approach, focusing on understanding clients' unique financial situations and goals. He utilizes advanced financial data and analytics to develop tailored investment strategies that align with clients' risk tolerances and objectives. His expertise lies in integrating traditional investment strategies with modern analytics to optimize portfolio performance while managing risks.2

    Community Involvement

    Beyond his professional responsibilities, Allen Carter is actively involved in charitable organizations in the Chicago area, including Marillac St. Vincent Family Services and Northwestern Settlement House. He enjoys competitive sailboat racing, squash, skeet shooting, and outdoor activities.2

    Carter's leadership at UBS reflects a commitment to client success through a blend of expertise, empathy, and strategic foresight in wealth management.

    Highlights

    Team – Vista Equity Partners
    Dec 10 · altacapital.com
    Our People - Alta Capital Management
    Dec 5 · advisors.ubs.com
    Berlin, Carter, Dressel Wealth Management Group - Chicago, IL | UBS
    Berlin, Carter, Dressel Wealth Management Group - Chicago, IL | UBS
    Oct 30 · contactout.com
    Allen Carter Email & Phone Number | Managing Director - ContactOut
    Jan 1 · rocketreach.co
    Allen Carter Email & Phone Number | UBS Executive Director and ...
    Allen Carter Email & Phone Number | UBS Executive Director and ...

    Related Questions

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    What are some notable achievements or success stories from Allen Carter's time at UBS?
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    What makes Allen Carter's team at UBS unique compared to other financial advisory teams?
    Allen Carter
    Allen Carter, photo 1
    Allen Carter, photo 2
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    Location

    Chicago, Illinois