Ali Hashmi is an accomplished Regulatory Compliance Consultant with an extensive background in facilitating solutions to enhance compliance monitoring frameworks. With his expertise in policy initiation and KPI-centric testing programs, and his ability to analyze regulatory requirements and develop effective action plans, he delivers tangible, measurable value and results. Ali has applied his expertise to assist organizations to meet requirements relating to KYC/AML, National Instrument 23-101, Dodd-Frank, Canadian Trade Reporting, CRS, EMIR, FATCA, and MIFID2. Additionally, his in-depth knowledge spans monitoring & reporting of OTC Derivatives, AML/KYC, FATCA, VOLCKER, and Customer Data Protection. Furthermore, he is experienced in integrating requirements emanating from global regulatory reform initiatives such as CRS, Dodd-Frank, FATCA, Derivatives Regulation, EMIR, as well as having exceptional knowledge of Canadian financial regulations such as OSFI, IIROC, and the MFDA.

Before assuming his current role, Ali held positions as a Regulatory Compliance Specialist and Compliance Officer at TD Waterhouse, a Wealth Management Officer, Branch Services Compliance Officer, and as a Credit Operations Manager at Bank of America.

In summary, Ali Hashmi is a regulatory compliance expert with extensive experience in developing and implementing compliance frameworks, policies, and monitoring programs to meet evolving regulatory requirements.