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Alexander Woodcock
VP, Compliance Services at SS&C ALPS
Alexander Woodcock is a seasoned compliance professional currently serving as the Senior Vice President and Chief Compliance Officer at PINE Distributors LLC. In this role, he oversees the delivery of distribution services and compliance programs for various investment products, including mutual funds and ETFs. He is also part of the Registered Fund Chief Compliance Officer Services team at PINE.12
Before joining PINE in 2022, Woodcock held the position of Vice President of Compliance Services at SS&C ALPS from 2019 to 2022. During his tenure there, he led a team that provided compliance support to over 10 client trusts and conducted post-trade compliance testing for more than 70 fund families.123 His extensive experience in building and leading compliance programs spans over 13 years across various global financial services firms.2
Woodcock holds several qualifications, including being a Certified Anti-Money Laundering Specialist and possessing FINRA Series 7, 24, and 63 registrations. He earned a Bachelor of Science degree in International Business and Economics from Aston University in England.24
Outside of his professional endeavors, Woodcock enjoys traveling, taking advantage of flexible work policies.2
