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    Alexander Pevzner

    Securities Compliance Examiner at The United States Securities and Exchange Commission

    Alexander Pevzner is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC), based in Boston, Massachusetts. He holds an MBA and is a Certified Fraud Examiner (CFE), indicating a strong background in finance and compliance. His professional experience includes significant involvement in auditing, banking, investigations, and due diligence, which are critical areas in the regulatory oversight of securities markets.2

    In his role at the SEC, Pevzner has been part of investigations that enforce securities laws, contributing to cases that involve compliance violations and financial misconduct. For instance, he was involved in an SEC investigation that resulted in civil penalties against individuals for trading violations.1 His expertise allows him to navigate complex regulatory frameworks and ensure adherence to compliance standards within the financial industry.

    Pevzner's educational background includes advanced studies that complement his professional certifications, equipping him with the analytical skills necessary for his role in securities regulation.

    Highlights

    Nov 25 · sec.gov
    [PDF] Notice of Filing of Proposed Rules on Firm and Engagement Metrics ...
    Aug 22 · download.pli.edu
    [PDF] The SEC Speaks in 2022 - Practicing Law Institute
    Apr 8 · sec.gov
    Douglas Leighton et al. - SEC.gov

    Related Questions

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    What are some significant projects Alexander Pevzner has worked on at the SEC?
    Alexander Pevzner
    Alexander Pevzner, photo 1
    Alexander Pevzner, photo 2
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    Location

    Boston, Massachusetts