Alex Shaffer

Vice President Investment Banking at B. Riley Securities

Alex Shaffer is a finance professional currently serving as Vice President Investment Banking at B. Riley Securities in the Washington DC-Baltimore Area.1 His career at B. Riley Securities has progressed through several roles:

Career Progression at B. Riley Securities

Vice President Investment Banking: February 2021 - Present
Investment Banking Associate: December 2017 - February 2021
Investment Banking Analyst: June 2014 - December 2017

Prior to his current position, Shaffer gained experience as an Investment Banking Summer Analyst at FBR & Co. from June to August 2013.1

Education and Qualifications

Shaffer attended the William & Mary – Raymond A. Mason School of Business, though his specific degree is not mentioned in the available information.1

Professional Certifications

He holds two important financial industry certifications:

Series 79 license from FINRA
Series 63 license from FINRA1

These certifications are crucial for professionals working in investment banking and securities.

Alex Shaffer's LinkedIn profile demonstrates a steady progression in the investment banking field, with over a decade of experience at B. Riley Securities, showcasing his expertise and commitment to the financial sector.