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    Alan Reed

    General Counsel and Chief Compliance Officer at OpenYield

    Alan Reed is the General Counsel and Chief Compliance Officer at OpenYield, a position he has held since March 2023. He is based in the New York City Metropolitan Area and has extensive experience in legal and compliance roles within the financial services sector.

    Professional Background

    Before joining OpenYield, Reed served in several significant positions:

    • Chief Compliance Officer and Chief Counsel at Domain Money from September 2021 to March 2023.
    • Senior Manager - Financial Institutions Compliance and Regulatory at Coinbase for over a year.
    • Chief Compliance Officer and Deputy General Counsel at Tagomi from March 2019 to August 2020.
    • General Counsel at BIDS Trading from April 2015 to February 2019.

    His career also includes roles at E D & F Man Capital Markets, Macquarie Capital, and the U.S. Securities and Exchange Commission, among others. Reed's educational background includes a JD from The Catholic University of America, Columbus School of Law, and a BA in Economics from William & Mary.13

    Current Role at OpenYield

    At OpenYield, Reed is responsible for managing legal affairs and ensuring compliance with regulatory requirements, particularly as the company focuses on modernizing bond trading for retail clients. OpenYield aims to simplify bond investments and enhance accessibility through technology and competitive pricing strategies.23

    Related Questions

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    Experience

    General Counsel and Chief Compliance Officer at OpenYield since March 2023
    Chief Compliance Officer and Chief Counsel at Domain Money (Sep 2021 - Mar 2023), Senior Manager - Financial Institutions Compliance and Regulatory at Coinbase (Aug 2020 - Aug 2021), Chief Compliance Officer and Deputy General Counsel at Tagomi (Mar 2019 - Aug 2020), General Counsel at BIDS Trading (Apr 2015 - Feb 2019), SVP Chief Compliance Officer at E D & F Man Capital Markets Inc. (Jul 2012 - Jan 2015), Managing Director at Macquarie Capital (USA) (Oct 2009 - Mar 2012), Chief Operating Officer, General Counsel and CCO at SpreadZero LLC (Mar 2008 - Jun 2009), First Vice President, Director of Compliance at Instinet Group Incorporated (May 2005 - Feb 2008), Chief Compliance Officer at Instinet Group Incorporated (May 2005 - Feb 2008), Associate General Counsel at Reuters (Jun 2001 - May 2005), COO at Bridge Trading (2003 - 2005), Associate at Thelen Reid & Priest (Feb 2000 - May 2001), Senior Legal Counsel at U.S. Securities and Exchange Commission (1995 - 2000)

    Education

    JD in Law from The Catholic University of America, Columbus School of Law, BA in Economics from William & Mary

    Location

    New York City Metropolitan Area