Tim Halevan is a seasoned compliance and risk management leader with over two decades of experience in broker/dealer and investment advisory industries. He is known for his ability to foster collaboration with internal and external stakeholders, enabling his teams to better serve the organization's needs. Halevan boasts excellent interpretive skills of regulatory guidance, building and leading cohesive management teams, and subject matter expertise on compliance and regulatory matters. Throughout his career, Halevan has held various progressive compliance and operational leadership roles, including Head of Operations, interim president, Director of Corporate Compliance, Chief Compliance Officer, and Vice President. Halevan is a graduate of the University of Michigan, where he studied a Bachelor of Arts in Economics/Communications. He is a member of several professional organizations, including CCO Capital/CIM Group and Great American Financial Resources, Inc. With Series 7, 24, 63, and 65 certifications, Halevan is widely knowledgeable about SEC and FINRA rules and regulations, creating and maintaining policies and procedures and interacting to influence senior management and employees/representatives on compliance matters. To connect with Halevan, send an email to Thalevan25@gmail.com, or call 319-240-4282.