Brett Rogers
Brett Rogers
Brett Rogers is a highly experienced investment professional with a diverse background in legal and compliance department management, asset management, and securities regulation. As the General Counsel and Chief Compliance Officer at Brown Advisory, a globally renowned investment firm, Brett oversees the company's legal, compliance, internal audit, and corporate secretarial functions to ensure the highest levels of client service. Brett's extensive experience in the regulation of investment companies and advisers, private equity and hedge funds, and corporate governance, among others, makes him an expert in compliance program design, development, and implementation.
Brett holds a Juris Doctor (J.D.) from the University of Maryland Francis King Carey School of Law and an MBA in Finance and Entrepreneurship from the University of Maryland - Robert H. Smith School of Business, as well as an AB in English with Honors from Georgetown University. He is also a Certified Investment Fund Director (CIFDI specialist institute of the Institute of Banking Ireland).
Before joining Brown Advisory, Brett worked as a Founding Venture Partner at NextGen Venture Partners, Chief Compliance Officer at The Germany Funds, Director of Compliance and Risk at Deutsche Asset Management, Consultant at Dingman Center for Entrepreneurship at LifeTime Pharmaceuticals / Dovetail Technologies, Compliance Officer at Deutsche Bank, and Portfolio Manager at New Tech Trading.
Overall, Brett is an accomplished professional with a wealth of knowledge and experience in legal and compliance, asset management, securities regulation, corporate governance, and executive leadership. His attention to detail and commitment to delivering superior client service make him a top-performing member of the investment community.