Doug Baxley is a respected thought leader in the financial services industry, known for his expertise in regulatory compliance, fiduciary regulation, product and service innovation, retirement planning programs, and operational excellence. He is a Certified Financial Planner and a Certified Regulatory and Compliance Professional, which demonstrates his commitment to the industry's highest standard. With a solid background in risk management, operations, and product/service development, Doug has continuously delivered measurable impact and forward-looking strategies to promote and preserve financial services and retirement planning businesses. Doug has spoken at several industry and broker-dealer conferences and is currently the Senior Vice President and Chief Compliance Officer at Silver Oak Securities, Inc. He has held similar positions in other companies like Cambridge Investment Research, Ladenburg Thalmann, Securities Service Network, and The Lanrick Group/LandOak Securities.