Mona Zoet, LLM, CAMS
Experienced Risk Management/Compliance professional with a demonstrated history of working in the financial services industry. Strong finance professional skilled in Sales, Training Delivery, Management, Project Implementation, strategy and Policy Analysis. Lived and worked in 3 continents, at the moment based in Singapore and is the founder of RegPac Revolution, the global platform that educates and advocates everything RegTech as well as helping companies and industries to transform into the digital age.
Aug 2017 - Current
SG SFA RegTech subcommittee member
Singapore FinTech Association (SFA)
Jul 2019 - Current
The Regtech SubCommittee (https://singaporefintech.org/regtech-subcommittee/) has been established to "promote the invention and adoption of technologies to achieve better regulatory outcomes". It's mission is to foster the RegTech ecosystem in Singapore
Founder RegPac Revolution
Aug 2017 - Current
RegPac Revolution strives to educate and develop the Regulatory Technology industry, through our RegTech 101 Training Program, Acceleration Program, Bespoke Workshops and our upcoming Vendor Management Advisory Platform (VMAP).Through these initiatives, RegPac promotes the underlying technologies that are revolutionising the compliance and risk management sectors and help them to transform into the digital age.If you would like to know more, send an email to firstname.lastname@example.org
Director of Risk Management
ACCESS: Association of Cryptocurrency Enterprises and Start-ups, Singapore
Mar 2016 - Current
Appointed to help to educate the FinTech companies about regulatory requirements in the legal/ compliance, risk management and governance space. And to continue the dialogue between regulator/MAS, FinTech community, the financial and corporate world re collaboration to include (blockchain) technology to maximise system alignment to reduce operational costs, enhance process (re-) engineering and to work more effective and efficiently in a secure and concise way going forward.
Oct 2018 - Nov 2020
Executive Board Member Vice Chair Singapore
IRTA - International RegTech Association
May 2017 - May 2019
Co-Founder RegPac, Partner FinTech Consortium
Dec 2016 - Aug 2017
Board member and Secretary to the Executive Board
PrimeTime Business and Professional Women's Association
Apr 2015 - Apr 2016
PrimeTime is a volunteer-run organization providing professional, social, and community outreach opportunities to its diverse membership through over 90 activities and events each year. Key responsibilities include:• Manage and maintain all non-financial records of the organization and ensure compliance• Set the agenda, take minutes, and facilitate voting at monthly board meetings• Plan and run the Annual General Meeting and oversee the board nomination process
BD and SME Partner
CPI Risk, Finance and Governance
May 2014 - Sep 2015
Main duties and responsibilities are:• Attract new clients from his/her own network and relationships and independently-Acquire assignments for consultancy, implementation and interim management; • Manage content and process of the assignments in his/her portfolio including:- Negotiating and Agreeing on terms and conditions; Draft SME specific proposals- Composing the team from the professional people base of CPI; where necessary accrue new/more talent for relevant projects from your own network;- Monitoring and quality control of all activities for the client;- Hire, maintain, coaching and supporting the team/back office support;- Build up rapport with new/potential clients and Maintaining relationship with clients and communication about progress.-Promote CPI brand and culture by organising relevant events, think tanks, round tables, participating pro actively in chamber events/discussions and develop industry specific networking (sub) groups etc;• Act as an ambassador for CPI; constantly trying to find and attract new professionals, actively acquires and shares knowledge on CPI areas of expertise, including publishing in the trade press.
SVP (Senior consultant)
Lloyds Banking Group
Sep 2012 - Jan 2013
Senior AML/KYC ConsultantMain achievements:Worked together with Promontory consultancy firm to get Lloyds up to date with their KYC/AML policies and procedures. Provided advice to senior management re their Compliance governance structures. Implemented a more efficient and effective KYC file creation, review and approval processes methodology. Performed hands on KYC file review tasks as well as QA and training the compliance department and businesses to make sure the new methodology would be understood and followed going forward.
Jun 2012 - Sep 2012
Advise senior management on KYC/AML regulatory requirements within the International Fund business of State Street.
Bank of America Merrill Lynch
Jul 2010 - Mar 2011
Integration of Bank of America and Merrill Lynch global markets’ policies/procedures and systems. Lead and develop an effective team through efficient communication and performance management plans and rewards/recognition practices. Ensure risk mitigation and company’s growth by efficiently advising business units and all lines of businesses on BSA/AML regulatory requirements. Ensure (potential) audit issues are identified and resolved in a timely manner.
Compliance and Privacy Manager
Mar 2007 - Mar 2009
Design and launch of the instructor led and online training for all businesses within the set deadline. Set up and manage the privacy group in a timely manner. Actively train all lines of businesses to detect suspicious activity and ensure ongoing compliance with relevant policies and procedures. Proactively review and advise on high-risk clients and complex business deals. Draft, update and enhance compliance policies and procedures to meet regulatory requirements. Contribute to oversight committees and keep abreast of industry best practices. Promote successfully an efficient compliance culture.
Legal/ Compliance and project management
ABN AMRO Bank
Jan 2006 - 2007
Manage, monitor successfully the remediation project for South East Asia countries in order to get the Know Your Customer (KYC) documentation up to date. Design and implement detailed project plans to ensure project completion within tight deadline. Training more than 500 project staff to ensure the right usage of the web based remediation tool and project completion within tight deadline. Build up rapport effectively with country executives, senior management as well as other stakeholders to make sure issues were resolved quickly and project finished within the deadline
Legal and compliance officer
ABN AMRO Mellon
2003 - 2005
Set up legal, risk and compliance department framework from scratch, advisory on legal and compliance documentation for client onboarding regarding global custody and securities lending as well as training the business on all compliance matters. Build up rapport with the business, regulators and other stakeholders in a timely fashion.
2002 - 2003
Claim handling in the insurance business. Worked for several insurance companies to ensure cases were closed effectively and in a timely manner. Advise management pro- actively on process improvement to ensure risk mitigation and company growth.
Maastricht UniversityMA, law
University of GlasgowPart of Master degree, Law
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