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Brett Rainey

Chief Operating Officer ▶ Specializing in Broker-Dealer, Mutual Funds & RIA operations & scaling for growth. Known for being innovative & collaborative. Track record in organizational transformation.
Plano, Texas, United States
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Brett Rainey

Chief Operating Officer ▶ Specializing in Broker-Dealer, Mutual Funds & RIA operations & scaling for growth. Known for being innovative & collaborative. Track record in organizational transformation.
Plano, Texas, United States
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Brett Rainey is a seasoned executive leader with a keen ability to resolve complex operational issues while ensuring regulatory compliance and advancing technical capabilities. Rainey's strengths lie in driving operational excellence, building and developing teams, and collaborating on best-practice solutions. He is skilled in managing Trade Capture and Validation, reconciliation, lifecycle event processing, exception management, and project oversight. Rainey has a proven track record in facilitating human capital strategy, including talent acquisition, training and development, performance management, and compensation. He is experienced in applying expertise with Loan, Security, and Derivative products in corporate, mortgage rates, and foreign exchange markets. Rainey's technical knowledge includes expertise with Salesforce, Redtail, eMoney, MoneyGuidePro, and Bloomberg, among others. He holds FINRA Series 7, Series 4, and Series 24 licenses and is the President of the Board of Directors for The Exchange Network. Rainey has held several executive positions at various financial institutions, including Chief Operations Officer at EQIS Capital Management Inc. and Chief Operating Officer at Hodges Capital Management. He has also served as Senior Vice President at Envestnet, Inc., Placemark Investments, and JP Morgan, among others. Rainey studied BA at the University of Massachusetts, Amherst.

This public profile is provided courtesy of Clay. All information found here is in the public domain.